Disclosure Statement

Sperry Capital Inc. (“Sperry”) is an Independent Registered Municipal Advisor (“IRMA”) for purposes of the Securities and Exchange Commission’s (“SEC”) rules regarding the Registration of Municipal Advisors (“SEC Rules”). The firm is also registered with the Municipal Securities Rulemaking Board.


The current list of Sperry “Associated Individuals” as defined by the SEC Rules can be found listed on the MSRB website.